SRU Accounts Team Specialist
Morgan Stanley · South Jordan
Full-time Posted 4 days ago
About this role
We are seeking dedicated and detail-oriented Accounts Team Specialists to join our team. This role involves working closely with all levels of field management to ensure smooth and compliant processing of New Accounts and Account Modifications. The Accounts Team Specialists will report directly to the Regional Accounts Team Manager
Key Responsibilities: * Review and approve New Accounts and Account Modification requests. * Provide exceptional customer service to internal partners. * Research and resolve issues and deficiencies efficiently
* Ensure timely follow-up and resolution of inquiries. * Manage a high volume of requests in a fast-paced environment. * Apply firm policies and procedures on account opening and maintenance, including KYC and CIP standards
* Stay updated on SEC/FINRA, Compliance, and firm guidelines to ensure risk mitigation. * Participate in projects and remediation efforts as needed. Qualifications: * FINRA Series 9/10 or Series 4 and 24 required
* Excellent interpersonal and client service skills. * Strong written and verbal communication skills. * Ability to thrive in a dynamic and fast-paced environment
Why Join Us? * Opportunity to work with a leading firm * Supportive and inclusive work culture. * Opportunities for professional development and growth. * Competitive salary and benefits package
WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries
At Morgan Stanley, you’ll find an opportunity to work al
Apply for this role on Morgan Stanley’s official careers site.